Risk
We will maximize profits with minimal risk through proper asset allocation and monitoring of risk managers.
- Identifying risk factor
& giving risk limits - Operation
- Full-time operation
monitoring - Commission
reporting
and risk checking
when the limit
is exceeded - Meeting
and delivering
the risk management
working committee - Follow-up and
management
Compliance
We intend to establish a strict regulatory compliance system by controlling violation of laws and regulations
through the system in the proactive role of consulting on product development and fund management.
- Advisory role
- Request for
review on product
development
and operation - Review of laws
and regulations - Delivering review
comments/feedback
of compliance officer
- Control role
- Operating &
operating instructions - Closing
Operating Order - Compliance
Check - Re-check
the error correction